ICC Business Integrity Compendium 2017

No. 887E

ISBN : 978-92-842-0476-2

The International Chamber of Commerce is proud to present its Business Integrity Compendium, which brings together for the first time all of its
guidance and rules for anti-corruption and corporate responsibility in one publication.

The aim of this ICC Business Integrity Compendium is to provide, in a practical, easy-to-use format, all of the ICC tools that are indispensable for companies big and small, around the world, that are committed to doing business in an ethical and responsible way.

ICC has long upheld the critical role of enterprises’ compliance with selfimposed rules, while recognizing the basic responsibility of international organisations and national governments in the fight against corruption and in the promotion of responsible business conduct.

ICC was the first business organisation to issue anti-corruption rules with the publication as early as 1977, with its ICC Rules to Combat Extortion and Bribery.
We have since developed a robust suite of practical rules and guidelines for responsible business conduct, developed for business by business.

We would like to thank the members of the ICC Commission on Corporate Responsibility and Anti-corruption who contributed to the development of these ICC rules and guidelines, and in particular the Commission Vice-Chair, François Vincke.

We hope that the ICC Business Integrity Compendium will be an indispensable reference tool for managers, compliance officers, lawyers and all working in
the area of anti-corruption and responsible business conduct, and we welcome feedback from users and readers so that we can continue to improve this
publication.

Code ISBN : 978-92-842-0476-2
Number of pages : 179
Publishing date : 2017-12-01
Language : English

Preface

Introduction

Glossary

ICC Rules on Combating Corruption

Introduction

I Anti-Corruption Rules

II Corporate Policies to Support Compliance with the Anti-Corruption Rules

III Elements of an Efficient Corporate Compliance Programme

ICC Guide to Responsible Sourcing

Introducing responsible sourcing

Six steps to responsible sourcing

Minding supply chain gaps

Moving forward with responsible sourcing

RESIST

ICC Guidelines on Agents, Intermediaries and Other Third Parties

Introduction

ICC Rules regarding Third Parties

Selecting a due diligence process

Scope of due diligence

Due Diligence Process

Anti-Bribery “Red Flags”

Approval of Third Party transactions

Written agreement in advance of services being provided by the Third Party

Raising awareness for Third Parties and training employees

Monitoring the Third Party’s activities

Payments to Third Parties and record-keeping

ICC Anti-Corruption Third Party Due Diligence: A Guide for Small and Medium-Sized Enterprises

Introduction

Back to basics: the Law

Conducting due diligence

What to do with the outcome

Standard safeguards

Annex A

Annex B

ICC Guidelines on Whistleblowing

Introduction

Guidelines

ICC Guidelines on Gifts and Hospitality

Introduction

Definitions of terms used in these Guidelines

ICC Anti-Corruption Clause

Introductory note on the application and the general purpose and structure of the Clause

ICC Anti-corruption Clause

Commentary on the ICC Anti-corruption Clause

Part I of the ICC Rules on Combating Corruption 2011

Commission Advances Corporate Responsibility and Anti-corruption

Prepared by the ICC Commission on Corporate Responsibility and Anti-corruption.